Executives of public companies have specific needs, which warrant a different level of 服务. In today's environment of online trading and "do it yourself attitude," it is the personal 服务 that 申博菲律宾app's 企业行政人员服务 (CES) provides that 区分我们. The 服务s which CES provide include:
We treat smaller trades the same way we treat larger trades. 我们理解 whatever the size, it's your trade and you demand excellent 服务; and that's what we 提供-优质服务.
申博菲律宾app's CES professionals are thoroughly trained in the rules governing all types of transactions under Rule 144 and keep current on any relevant rule changes. 内幕 transactions, our group files all the required Rule 144 paperwork. 我们亦会通知 issuer in a timely fashion of all completed trades so that a Form 4 can be filed within two business days of the transaction.
Rule 10b5-1 plans present insiders with an opportunity to establish arrangements to sell and/or 购买 company stock without the restriction imposed by windows and blackout 期. 申博菲律宾app has several standardized plans. 它们是:
Rather than selling their stock, some insiders prefer borrowing against their shares in 为了多样化. 申博菲律宾app, in some instances, may be able to provide an insider with a loan 关于他公司的股票.
Insiders may have stock options that will need to be exercised or 限制/ rsa that are vesting and taxes need to be paid. They may not want to disturb their current savings to pay for the cost to exercise (and taxes, if applicable) or the taxes due on the vest of an RSU / RSA. As long as the issuer's stock benefit plans have been registered pursuant to an S-8 Registration Statement, 申博菲律宾app may be able to finance an insider's costs associated 与这些事件有关. We have two methods which can be utilized; the exercise and sale and, under appropriate circumstances, the exercise and hold.